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Portugal

Last Updated: 25 August 2014

Cluster Munition Ban Policy

Commitment to the Convention on Cluster Munitions

Convention on Cluster Munitions status

State Party

National implementation legislation

Existing legislation is viewed as adequate, including Law 37/2011

Stockpile destruction

Completed destruction on 29 April 2011

Participation in Convention on Cluster Munitions meetings

Attended Fourth Meeting of States Parties in Lusaka, Zambia in September 2013 and intersessional meetings in Geneva in April 2014

Key developments

Condemned Syria’s use of cluster munitions

Policy

The Portuguese Republic signed the Convention on Cluster Munitions on 3 December 2008, ratified on 9 March 2011, and the convention entered into force for the country on 1 September 2011.

The Constitution of the Portuguese Republic is viewed by the government as binding Portugal’s adherence to the Convention on Cluster Munitions and the ban convention’s provisions are deemed “self-executing.[1] In its Article 7 reports, Portugal has also declared that Law 37/2011 adopted 22 June 2011 allows for “a more efficient supervision and control of activities regarding the transfer and circulation of defense-related products.”[2] The law primarily sets up a licensing regime for the transfer of defense-related items, however, and does not explicitly refer to cluster munitions.[3]

Portugal submitted its initial Article 7 transparency report for the Convention on Cluster Munitions on 4 April 2012 and provided annual updated reports in 2013 and on 1 April 2014.[4]

Portugal participated in the Oslo Process that created the Convention on Cluster Munitions and made substantial contributions throughout, including at the negotiations in Dublin in May 2008.[5] It was one of the few countries that completed destroying its entire stockpile of cluster munitions prior to ratifying the convention.[6]

Portugal has continued to contribute substantively to the work of the convention. It has participated in every Meeting of States Parties of the convention, including the Fourth Meeting of States Parties in Lusaka, Zambia in September 2013. It has also attended the convention’s intersessional meetings in Geneva, including those held in April 2014.

Portugal served as co-coordinator on universalization in 2011–2013, at first with Japan and then Ghana. At the Fourth Meeting of States Parties, Portugal reported on joint efforts taken over the past two years to promote the convention’s universalization and appealed to all States Parties to renew efforts to achieve full universalization.[7] The work included 113 demarches to states not party promoting universalization of the ban convention.[8] Portugal has committed “to do its utmost to promote” universalization of the Convention on Cluster Munitions.[9]

Portugal has condemned the ongoing use of cluster munitions by Syria on a number of occasions since November 2012.[10] At the UN General Assembly (UNGA) First Committee on Disarmament and International Security in October 2013, Portugal said, “Recent reports on the use of cluster munitions in Syria are very alarming, and cast a gloomy shadow over the prospects of an already deeply embattled population. Portugal strongly condemns the use of these weapons and urges all parties involved to refrain from their use.”[11] In September 2013, its representative informed States Parties that “Portugal is appalled by recent reports of the use of cluster munitions…by the Syrian authorities in the ongoing conflict, which is bound to prolong the humanitarian consequences in years to come” and called on Syria to “refrain to deepen the suffering of its civilian population and not to use such weapons.”[12]

Portugal has voted in favor of recent UNGA resolutions condemning the Syrian government’s cluster munition use, including Resolution 68/182 on 18 December 2013, which expressed “outrage” at Syria’s “continued widespread and systematic gross violations of human rights…including those involving the use of…cluster munitions.”[13]

Interpretive issues

Portugal has expressed its views on some of the issues that are important to the interpretation and implementation of the convention text regarding the prohibition on assistance with prohibited acts, particularly during joint military operations with states not party (interoperability). Portugal has stated that it will not use cluster munitions, “regardless of what country might be commanding military forces.”[14] While it supported the inclusion of a provision on interoperability during the negotiations of the convention, Portugal argued that it should not weaken the convention in any way and stated that future States Parties would have a duty to convince others not to use cluster munitions.[15]

Portugal has also stated, “It is the Portuguese view that the Convention does not unequivocally exclude the possibility of foreign stockpiling of cluster munitions on, or the transit of this type of armament across the national territory of a State Party. In the latter case, the transit could be authorized once it does not represent a transfer under the definition established in Article 2 of the Convention; in other words, only in the circumstance when the cluster munitions in transit are to remain under the control of the same non State Party that requested the passage.”[16]

Portugal has yet to provide its view on the prohibition on investment in cluster munition production.[17]

Portugal is party to the Mine Ban Treaty. It is also party to the Convention on Conventional Weapons.

Use, production, transfer, and stockpiling

Portugal has stated it has never produced or transferred cluster munitions, and has never used cluster munitions “except for the purpose of training our Armed Forces.”[18]

Portugal’s stockpile of 11 BL-755 cluster bombs containing a total of 1,617 Mk-1 submunitions was destroyed by the Portuguese company Desmilitarização è Defesa, SA in January and April 2011.[19]

Portugal destroyed its entire stockpile of cluster munitions in 2011 and has committed not to acquire cluster munitions ever again, including for training and research purposes.[20]

 



[1] In June 2011, a government representative informed the Monitor that “according to the Constitution of the Portuguese Republic, the [Convention on Cluster Munitions] binds Portugal and some of its provisions are deemed ‘self-executing.Email from Mário Miranda Duarte, Deputy Permanent Representative, Permanent Mission of Portugal to the UN and Other International Organizations, 12 June 2012.

[2] According to Portugal, the law “foresees criminal and monetary sanctions, which better enforce Article 1 of the [Convention on Cluster Munitions].” Convention on Cluster Munitions Article 7 Report, Form A, 4 April 2012.

[3] The purpose of Law 37/2011 is to transpose into national law the Directive 2009/43/EC of the European Parliament and Council and 2010/80/UE of the European Commission, thereby simplifying the procedures for transmitting and circulating defense-related products. Law No. 37/2011, “Simplifica os procedimentos aplicáveis à transmissão e à circulação de produtos relacionados com a defesa, transpõe as Directivas n.os 2009/43/CE, do Parlamento Europeu e do Conselho, de 6 de Maio, e 2010/80/UE, da Comissão, de 22 de Novembro, e revoga o Decreto-Lei n.o 436/91, de 8 de Novembro” (“Simplifies the procedures for transfer and movement of defense-related products, implementing Directive paragraphs 2009/43/EC of the European Parliament and Council 6 May, and 2010/80/EU, the Commission of November 22, and repealing Decree-Law no. 436/91 of 8 November”).

[4] The updated reports indicate no change. The initial report covered calendar year 2011, while the updated report provided in April 2013 was for calendar year 2012, and the April 2014 updated report covered calendar year 2013. Portugal also provided a voluntary Article 7 report for the convention on 31 March 2011, for calendar year 2010.

[5] For details on Portugal’s cluster munition policy and practice up to early 2009, see Human Rights Watch and Landmine Action, Banning Cluster Munitions: Government Policy and Practice (Ottawa: Mines Action Canada, May 2009), pp. 146–147.

[6] Statement of Portugal, Convention on Cluster Munitions Second Meeting of States Parties, Beirut, 13 September 2011.

[7] Statement by André Sobral Cordeiro, Head of Disarmament and Nonproliferation Division, Ministry of Foreign Affairs, Convention on Cluster Munitions Fourth Meeting of States Parties, Lusaka, 10 September 2013; and report by Portugal and Ghana, “Universalisation, Convention on Cluster Munitions,” Convention on Cluster Munitions Fourth Meeting of States Parties, Lusaka, 11 September 2013. Portugal and Ghana’s report identifies five main recommendations on universalization: regional cooperation is essential; awareness raising on the benefits of the convention at both the political and administrative level is needed; further clarification of the advantages of the convention and the difference between the Convention on Cluster Munitions and a protocol to the Convention on Certain Convention Weapons (CCW) is still required; technical expertise and assistance for clearance, stockpile destruction, as well as legislative assistance with ratification and national implementation is needed; and greater visibility and promotion of regional events should be made on the Convention on Cluster Munition’s website.

[8] Report by Portugal and Ghana, “Universalisation, Convention on Cluster Munitions,” Convention on Cluster Munitions Fourth Meeting of States Parties, Lusaka, 11 September 2013.

[9] Statement by André Sobral Cordeiro, Ministry of Foreign Affairs, Convention on Cluster Munitions Fourth Meeting of States Parties, Lusaka, 10 September 2013.

[10] Statement of Portugal, UN General Assembly (UNGA) First Committee on Disarmament and International Security, New York, 1 November 2012. See also statement of Portugal, Convention on Cluster Munitions Intersessional Meetings, Geneva, 18 April 2013.

[11] Statement of Portugal, UNGA First Committee on Disarmament and International Security, New York, 15 October 2013.

[12] Statement by André Sobral Cordeiro, Ministry of Foreign Affairs, Convention on Cluster Munitions Fourth Meeting of States Parties, Lusaka, 10 September 2013.

[13]Situation of human rights in the Syrian Arab Republic,” UNGA Resolution A/RES/68/182, 18 December 2013. Portugal voted in favor of a similar resolution on 15 May 2013.

[14] Email from Luis Filipe Cunha, Ministry of Foreign Affairs, 5 July 2010.

[15] Statement of Portugal, Committee of the Whole on Article 1, Dublin Diplomatic Conference on Cluster Munitions, 19 May 2008; and statement of Portugal, Informal Discussions on Interoperability, Dublin Diplomatic Conference on Cluster Munitions, 20 May 2008. Notes by Landmine Action. Portugal stated that legal clarity on interoperability would be necessary and called for a provision that would not promote the use of cluster munitions but would settle the problem of combined obligations between States Parties and states not party during joint military operations.

[16] Letter No. 42 from Paula Silva Cepeda, Charge d’Affaires, Embassy of Portugal, Washington, DC, 29 July 2010.

[17] Statement of Portugal, Dublin Diplomatic Conference on Cluster Munitions, Committee of the Whole on Article 3, 19 May 2008; and statement of Portugal, Dublin Diplomatic Conference on Cluster Munitions, Informal Discussions on Interoperability, 20 May 2008. Notes by Landmine Action.

[18] Letter from Amb. José Filipe Moraes Cabral, 3 March 2009.

[19] Each BL-755 contained 147 Mk-1 submunitions. Four BL-755 containing 588 submunitions were destroyed by 28 January 2011 and the remaining seven BL-755 (containing a total of 1,029 submunitions) were destroyed by 29 April 2011. Convention on Cluster Munition voluntary Article 7 Report, Forms B and D, 31 March 2011.

[20] Statement of Portugal, Convention on Cluster Munitions First Meeting of States Parties, Vientiane, 10 November 2010. Notes by the CMC; and statement of Portugal, Convention on Cluster Munitions Second Meeting of States Parties, Beirut, 13 September 2011.