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Russia

Last Updated: 22 October 2010

Cluster Munition Ban Policy

Policy

The Russian Federation has not acceded to the Convention on Cluster Munitions. Russia attended the International Conference on the Convention on Cluster Munitions in Santiago, Chile in June 2010, but did not make any statements.

The Deputy Minister of Foreign Affairs has stated that Russia “cannot agree to the classifications and restrictions of cluster munitions outlined in [the Convention on Cluster Munitions] because they were established with disregard for the input from the Russian Federation. Therefore, we are not considering the ratification.”[1] Russia has also said that “the definitions of cluster munitions and their prohibition” were decided “with no account for Russia’s opinion and groundless and we cannot accept them.”[2]

Russia did not participate in the diplomatic Oslo Process in 2007 and 2008 that produced the Convention on Cluster Munitions. However, it did attend as an observer the European Regional Conference on Cluster Munitions in Brussels in October 2007.

In a statement released at the opening of the convention for signature in Oslo in December 2008, the Ministry of Foreign Affairs stated that cluster munitions are “a legitimate type of weapon that is not banned by international humanitarian law and plays a significant role in the defense interests of Russia…. We cannot stop using [cluster munitions]. We base our attitude to cluster munitions on a balance of humanitarian and defense interests. We are against unjustified restrictions and bans on cluster munitions.”[3] Similar language was included in a September 2009 letter to the CMC.[4]  

The Ministry of Foreign Affairs also noted that “Russia admits that the use of cluster munitions in the course of armed conflicts in recent years has had serious negative consequences. Seeking to make our contribution to their solution, we participate in negotiations in Geneva on this subject under the Inhumane Weapons Convention [Convention on Conventional Weapons].” [5] 

Convention on Conventional Weapons

Russia is party to the Convention on Conventional Weapons (CCW), and ratified Protocol V on explosive remnants of war on 21 July 2008. Russia has said in recent years that it considers the CCW the most appropriate forum for dealing with cluster munitions, claiming that it involves the major users and producers of cluster munitions.

However, Russia has been among the states most opposed to pursuing any work internationally on cluster munitions, even in the CCW.[6] In 2005, as other states began to look seriously at how to deal with the humanitarian problems caused by cluster munitions, Russia argued that the problems associated with cluster munition use are “mythical.”[7] In November 2006, Russia rejected a proposal for a mandate to negotiate in the CCW a legally-binding instrument “that addresses the humanitarian concerns posed by cluster munitions.”[8]In November 2007, Russia continued to oppose a mandate to negotiate a legally-binding instrument and would only commit to negotiate a “proposal” as opposed to a legally-binding “Protocol.”[9] In November 2008, after Russia and Georgia both used cluster munitions in their August conflict, Russia maintained that it was “premature to talk about a protocol” on cluster munitions.

In November 2009, Russia stated that it supported the continuation of work on cluster munitions in the CCW in 2010, but was not prepared to support concrete language mandating the CCW to negotiate a legally-binding protocol. It said that it would not object to a legally-binding instrument “so far as its main parameters would suit us and the main producers and stockpilers of cluster munitions.” It said it was willing to work on a “document” on cluster munitions, and expressed the view that there was already agreement on “significant and serious measures.”[10]

During CCW deliberations in 2009 and 2010 through July, Russia favored retaining an optional approach to regulations on cluster munitions “where states can select what they consider appropriate” to their requirements. It has supported the inclusion of a transition period of sufficient length “to meet the economic and organizational requirements of all states.”[11] Russia has said that since it has a “large stockpile” of cluster munitions “stored throughout the state,” the disposal of a wide range of obsolete cluster munitions types would be time consuming and result in “a significant financial expenditure,” comparable to the US$2.2 billion estimated by the US to destroy the US stockpile.[12] Russia has opposed definitions of “cluster munition” and “cluster munition victim” that mirror the Convention on Cluster Munitions.[13]

Russia is not party to the Mine Ban Treaty.

Use

The Soviet Union used cluster munitions in 1943 against German armed forces during World War II and from 1979–1989 in Afghanistan.[14] Russia used cluster munitions in Chechnya from 1994–1996 and again in 1999.[15]

Russia most recently used cluster munitions in the August 2008 conflict with Georgia. According to Human Rights Watch (HRW), Russian cluster munition strikes on populated areas killed 12 civilians and injured 46 more. Clearance personnel have found Russian air-dropped AO-2.5 RTM and rocket-delivered 9N210 submunitions, delivered by RBK aerial bombs and Uragan ground rockets, respectively. Russia used cluster munitions in or near nine towns and villages in the Gori-Tskhinvali corridor south of the South Ossetian administrative border.[16]

Russia has denied using cluster munitions in Georgia since the first reports about cluster use were published.[17]

Production and transfer

Russia, and historically the Soviet Union, is a major producer and exporter of cluster munitions. Additionally, a number of states inherited stocks of cluster munitions when the Soviet Union dissolved. According to the Ministry of Foreign Affairs, “Our records on the production, usage, and export of cluster munitions…are confidential and will not be publicized.”[18]

According to international technical reference materials, the following Russian companies are associated with the production of cluster munitions: Bazalt State Research and Production Enterprise (air-dropped bombs), Mechanical Engineering Research Institute (120mm, 152mm, and 203mm artillery projectiles), and Splav State Research and Production Enterprise Rocket (122mm, 220mm, and 300mm rockets).[19]

Cluster munitions of Russian/Soviet origin are reported to be in the stockpiles of the following 34 states:[20] Algeria, Angola, Azerbaijan, Belarus, Bulgaria,[21] Republic of the Congo, Croatia, Cuba, Czech Republic,[22] Egypt, Hungary,[23] Georgia,[24] Guinea,  Guinea-Bissau, India,[25] Iran, Iraq, Kazakhstan, North Korea, Kuwait,[26] Libya, Moldova,[27] Mongolia, Peru,[28] Poland,[29] Romania, Slovakia, Sudan, Syria, Turkmenistan, Uganda, Ukraine, Uzbekistan, and Yemen.  

Stockpiling

According to the Ministry of Foreign Affairs, “The quantity and types of cluster munitions stockpiled in the Russian Ministry of Defence are confidential and will not be publicized.”[30] It is thought that Russia possesses a significant stockpile of cluster munitions which could number into the hundreds of millions of submunitions.

 

Type

Caliber

Carrier Name

No. of submunitions

Submunition Type

Projectile

152mm

3-O-23

42

DPICM

152mm

3-O-13

8

DPICM

203mm

3-O-14

24

DPICM

Bomb

KMGU

Mix of:

96

8

98

248

 

AO-2.5 APAM

ODS-OD FAE

PTAB 2.5

PTAB-1M

PROSAB-250

90

PROSAB bomblet

RBK-250

48

ZAB 2.5 incendiary

RBK 250-275

60

AO-2.5 APAM

RBK 250-275

60

AO-2.5-2 APAM

RBK 250-275

150

AO-1SCh bomblet

RBK 250-275

30

PTAB 2.5M

RBK-500

108

AO-2.5 APAM

RBK-500

108

AO-2.5-2 APAM

RBK-500

75

PTAB 2.5

RBK-500

268

PTAB 2.5M

RBK-500

565

ShOAB-0.5 bomblet

RBK-500

12

BetAB bomblets

RBK-500

117

ZAB 2.5 incendiary

RBK-500

15

SPBE-D SFW

RBK-500U

10

26

15

352

OFAB-50 APAM

OFAB 2.5 APAM

SPBE-D

PTAB

Rocket

122mm

Grad (9M218)

45

DPICM

122mm

Grad (9M217)

2

SFW

220mm

Uragan (9M27K)

30

9N210 APAM

300mm

Smerch (9M55K)

72

9N235 APAM

300mm

Smerch (9M55K1)

5

SFW

300mm

Smerch (9M55K5)

646

APAM

DPICM=Dual purpose improved conventional munition

A number of international reference sources note that at least two Russian/Soviet ballistic missile systems are equipped with submunition payloads—the R-65/70 Luna M (FROG-7) and Iskander (SS-26)—but confirmed details are not publicly available.[31]

 



[1] Letter from Sergey Ryabkov, Deputy Minister of Foreign Affairs, Ministry of Foreign Affairs, to HRW, 20 March 2009.

[2] Letter from Sergey Ryabkov, Ministry of Foreign Affairs, to the CMC, 18 September 2009. Unofficial translation by the Russian Ministry of Foreign Affairs.

[3] “Russia explains refusal to join cluster bombs convention,Interfax: Russia & CIS Military Newswire, 8 December 2008.

[4] Letter from Sergey Ryabkov, Ministry of Foreign Affairs, to the CMC, 18 September 2009. Unofficial translation by the Russian Ministry of Foreign Affairs.

[5] “Russia explains refusal to join cluster bombs convention,Interfax: Russia & CIS Military Newswire, 8 December 2008.

[6] For details on Russia’s policy and practice on cluster munitions up to early 2009, see HRW and Landmine Action, Banning Cluster Munitions: Government Policy and Practice (Ottawa: Mines Action Canada, May 2009), pp. 230–235.

[7] Presentation of Russia, “Cluster Weapons: Real or Mythical Threat,” CCW Group of Governmental Experts (GGE) on Cluster Munitions, Geneva, 2–12 August 2005, p. 3.

[8] Proposal for a Mandate to Negotiate a Legally-Binding Instrument that Addresses the Humanitarian Concerns Posed by Cluster Munitions, Third Review Conference of the States Parties to the CCW, Geneva, CCW/CONF.III/WP.1, 25 October 2006.

[9] Statement of Russia, CCW Meeting of States Parties, Geneva, 13 November 2007. Notes by WILPF.

[10] Statement of Russia, CCW Meeting of States Parties, Geneva, 13 November 2009. Notes by Landmine Action.

[11] Statement of Russia, CCW GGE on Cluster Munitions, Geneva, 14 April 2009. Notes by Landmine Action.

[12] Statement of Russia, CCW Meeting of States Parties, Geneva, 12 November 2009. Notes by Landmine Action.

[13] Statement of Russia, CCW GGE on Cluster Munitions, Geneva, 12 April 2010. Notes by AOAV.

[14] Mennonite Central Committee, “Drop Today, Kill Tomorrow: Cluster Munitions as Inhumane and Indiscriminate Weapons,” June 1999, p. 5, www.mineaction.org. Additionally, cluster munitions were also used by various forces in several conflicts that resulted from the breakup of the Soviet Union in Azerbaijan, Nagorno-Karabakh, and Tajikistan. The degree of involvement of Russian forces in the use of cluster munitions is not known but cannot be discounted.

[15] Mennonite Central Committee, “Clusters of Death: Global Report on Cluster Bomb Production and Use,” 2000, Chapter 3, mcc.org.

[16] See HRW, A Dying Practice: Use of Cluster Munitions by Russia and Georgia in August 2008, (New York: HRW, April 2009). 

[17] See HRW and Landmine Action, Banning Cluster Munitions: Government Policy and Practice (Ottawa: Mines Action Canada, May 2009), pp. 232–233. See also, HRW, “A Dying Practice: Use of Cluster Munitions by Russia and Georgia in August 2008,” April 2009.

[18] Letter from Sergey Ryabkov, Ministry of Foreign Affairs, to HRW, 20 March 2009.

[19] The primary sources for information on Russian companies that produce cluster munitions are Jane’s Air Launched Weapons and Jane’s Ammunition Handbook. Splav State Research and Production Enterprise Rocket details the numerous types of rockets it produced at www.splav.org.

[20] Unless otherwise footnoted, the source is Jane’s Information Group.

[21] The Bulgarian Ministry of Foreign Affairs notes, “There are limited amounts of cluster munitions of the type RBK-250 and RBK-500 which are currently held by the Bulgarian Armed Forces.” Email from Lachezara Stoeva, Chief Expert, Arms Control and International Security Department, NATO and International Security Directorate, Bulgaria Ministry of Foreign Affairs, to the CMC, 17 May 2008.

[22] The Ministry of Defense of the Czech Republic currently holds, in storage, 67 containers and 5,377 pieces of RBK-500 and KMGU BKF PTAB submunitions. Letter from Jan Michal, Director, UN Department, Czech Republic Ministry of Foreign Affairs, to HRW, 17 March 2009.

[23] In 2006, officials acknowledged Hungary possessed Soviet-era air-dropped cluster bombs and said that their status was under review. HRW interview with members of Hungary’s delegation, CCW GGE on Cluster Munitions, Geneva, 19 June 2006 and 31 August 2006.

[24] The Georgian Ministry of Defense reports having RBK-500 cluster munitions and BKF blocks of submunitions that are carried in KMGU dispensers, but it told HRW that their shelf-lives have expired and they are slated for destruction. Response to Monitor questionnaire by Georgian Ministry of Defense, 12 February 2009.

[25] In February 2006, India bought 28 launch units for the 300mm Smerch Multiple Launch Rocket System fitted with DPICM and Sensor Fuzed Submunitions. “India, Russia sign $500 mn rocket systems deal,” Indo-Asian News Service (New Delhi), 9 February 2006.

[26] In 1995, Kuwait was the first export customer for the Russian produced 300mm Smerch Multiple Launch Rocket System fitted with DPCIM and Sensor Fuzed Submunitions, buying 27 launch units. “Kuwait to get smart submunitions for Smerch MRL,” Jane’s Defence Weekly, 21 April 1995.

[27] Moldova reported destroying a stockpile of 1,385 cluster munitions with more than 27,000 submunitions in July 2010. Email from Col. Andrei Sarban, Commander Logistic Command, Deputy Chief, Main Staff, National Army, Moldova Ministry of Defense, to the CMC, 23 June 2010.

[28] In May 2007 it was disclosed that the Peruvian air force possesses stockpiles of RBK-500 bombs. Ángel Páez, “Peru se suma a iniciativa mundial para prohibir y destruir las ‘bombas de racimo’” (“Peru joins global initiative to ban and destroy the ‘cluster bombs’”), La Republica, 29 May 2007. HRW was shown photographs of these cluster munitions by a member of the national media in May 2007. See also, Ángel Páez, “Se eliminaran las bombas de racimo” (“Cluster bombs will be eliminated”), La Republica, 29 May 2007.

[29] The Polish Air Force possesses “BKF expendable unit loader with anti-tank, incendiary and fragmentation bomblets, imported from USSR.” Letter from Adam Kobieracki, Director, Security Policy Department, Poland Ministry of  Foreign Affairs, to HRW, 10 March 2009.

[30] Letter from Sergey Ryabkov, Ministry of Foreign Affairs, to HRW, 20 March 2009.

[31] Duncan Lennox, Jane’s Strategic Weapons Systems 46 (Surrey: Jane’s Information Group), January 2007, pp.  123–124, 139–141.